Michael Games, financial advisor Oaks PA

Michael Games

CRD Number: 2773040
Current Firm: Sei Investments Management Corp

Michael Games (CRD# 2773040) is an Investment Advisor Representative working at Sei Investments Management Corp in Oaks, PA and has over 27 years of experience in the finance industry.

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Company Name Location Dates Years
Sei Investments Oaks, PA Jul 2020 - Current 3
Ross Sinclaire And Associates Cincinnati, OH Jul 2014 - Jun 2020 5
Fifth Third Securities Cincinnati, OH May 2008 - Jul 2014 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1996
S66 NASAA Uniform Combined State Law Examination Jul 2005
Contact Info for Michael S. Games
Phone Number: 610-676-1000
Firm Website: http://www.seic.com
Registered State(s):
  • KY
  • PA
By the Numbers
  • Total Assets Under Management
    180,856
    MILLIONS
  • Total Number of Accounts
    75,194
    ACCOUNTS
  • Average Account Value
    $2,405,188
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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