Nicholas Sexton, financial advisor Cincinnati OH

Nicholas Sexton

CRD Number: 6092849
Current Firm: Touchstone Advisors Inc.

Nicholas Sexton (CRD# 6092849) is an Investment Advisor Representative working at Touchstone Advisors Inc. in Cincinnati, OH and has over 11 years of experience in the finance industry.

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Company Name Location Dates Years
Ifs Cincinnati, OH Oct 2021 - Current 2
Touchstone Securities Inc. Cincinnati, OH Oct 2021 - Current 2
Unemployed Hebron, KY Sep 2020 - Oct 2021 1
Rebold, Rosenacker & Sexton Funeral Home Cincinnati, OH Mar 2020 - Sep 2020 < 1
Fidelity Brokerage Services LLC Covington, KY Jun 2012 - Mar 2020 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2012
S66 NASAA Uniform Combined State Law Examination Nov 2018
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Nicholas M. Sexton
Phone Number: 513-362-8000
Registered State(s):
  • OH
By the Numbers
  • Total Assets Under Management
    23,644
    MILLIONS
  • Total Number of Accounts
    40
    ACCOUNTS
  • Average Account Value
    $591,092,478
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for investment companies (as well as "business development companies")
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

OH

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