Raymond Smego, financial advisor Cincinnati OH
93 score

Raymond Smego

CRD Number: 5497356
Current Firm: Riverpoint Capital Management, LLC

Raymond Smego (CRD# 5497356) is an Investment Advisor Representative working at Riverpoint Capital Management, LLC in Cincinnati, OH and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
Riverpoint Capital Management Cincinnati, OH Jun 2014 - Current 3
First Southwest Company Cincinnati, OH Dec 2013 - Jun 2014 < 1
Jackson National Life Distributors Franklin, TN Oct 2010 - Dec 2013 3
Oppenheimerfunds Distributor, Inc. Centennial, CO Feb 2008 - Oct 2010 2
Unemployed Denver, CO Sep 2007 - Feb 2008 < 1
Specialty Sports Ventures Vail, CO May 2007 - Sep 2007 < 1
Vail Resorts Vail, CO Sep 2006 - May 2007 < 1
Blu's Restaurant Vail, CO Aug 2006 - Dec 2006 < 1
Element Productions Boston, MA May 2006 - Aug 2006 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 2009
S65 NASAA Investment Advisors Law Examination Feb 2013
Contact Info for Raymond D. Smego
Phone Number: 513-421-3100
Registered State(s):
  • OH
By the Numbers
  • Total Assets Under Management
    2,103
    MILLIONS
  • Total Number of Accounts
    2,657
    ACCOUNTS
  • Average Account Value
    $791,410
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AL, AR, AZ, CA, CO, DC, FL, GA, HI, IL, IN, KS, KY, LA, MA, MI, MN, MO, NC, NJ, NY, OH, PA, TN, TX, VA

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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