Raymond Smego, financial advisor Cincinnati OH
93 score

Raymond Smego

CRD Number: 5497356
Current Firm: Riverpoint Capital Management, LLC

Raymond Smego (CRD# 5497356) is an Investment Advisor Representative working at Riverpoint Capital Management, LLC in Cincinnati, OH and has over 6 years of experience in the finance industry.

Similar Advisors
Timothy Guthrie, CFP, financial advisor Cincinnati OH
Timothy R. Guthrie, CFP
CRD# 1989045
Bullseye Investment Management, LLC
Score
108
Similar Advisors
James Owens, financial advisor Cincinnati OH
James W. Owens
CRD# 4780124
Lang Advisors LLC
Score
106
Similar Advisors
Nathan Bishop, CFA, financial advisor Cincinnati OH
Nathan A. Bishop, CFA
CRD# 5594136
Opus Capital Group, LLC
Score
103
Company Name Location Dates Years
Riverpoint Capital Management Cincinnati, OH Jun 2014 - Current 2
First Southwest Company Cincinnati, OH Dec 2013 - Jun 2014 < 1
Jackson National Life Distributors Franklin, TN Oct 2010 - Dec 2013 3
Oppenheimerfunds Distributor, Inc. Centennial, CO Feb 2008 - Oct 2010 2
Unemployed Denver, CO Sep 2007 - Feb 2008 < 1
Specialty Sports Ventures Vail, CO May 2007 - Sep 2007 < 1
Vail Resorts Vail, CO Sep 2006 - May 2007 < 1
Blu's Restaurant Vail, CO Aug 2006 - Dec 2006 < 1
Element Productions Boston, MA May 2006 - Aug 2006 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 2009
S65 NASAA Investment Advisors Law Examination Feb 2013
Contact Info for Raymond D. Smego
Phone Number: 513-421-3100
Registered State(s):
  • OH
By the Numbers
  • Total Assets Under Management
    2,103
    MILLIONS
  • Total Number of Accounts
    2,657
    ACCOUNTS
  • Average Account Value
    $791,410
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AL, AR, AZ, CA, CO, DC, FL, GA, HI, IL, IN, KS, KY, LA, MA, MI, MN, MO, NC, NJ, NY, OH, PA, TN, TX, VA

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
93
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.