Richard Hatton (CRD# 4242137) is an Investment Advisor Representative working at Piper Sandler & Company in Cincinnati, OH and has over 23 years of experience in the finance industry.
CRD# 6208290
Fidelity Personal And Workplace Advisors
CRD# 2076400
Ubs Financial Services Inc.
CRD# 6251091
Northwestern Mutual Investment Services,llc
Company Name | Location | Dates | Years |
---|---|---|---|
Piper Sandler & Co | Cincinnati, OH | Sep 2019 - Current | 4 |
Crews & Associates, Inc. | Little Rock, AR | Nov 2018 - Aug 2019 | < 1 |
The Huntington Investment Company | Columbus, OH | Apr 2017 - Oct 2018 | 1 |
Hilltop Securities Inc. | Cincinnati, OH | Jan 2016 - Mar 2017 | 1 |
First Southwest Company | Dallas, TX | Feb 2013 - Jan 2016 | 2 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Sep 2000 |
- MN
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Total Assets Under Management1,581MILLIONS
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Total Number of Accounts1ACCOUNTS
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Average Account Value$1,580,517,015
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other
CT, IL, KS, MN, NC, NY, TN, WI
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