Ronald Bates, financial advisor Cincinnati OH
93 score

Ronald Bates

CRD Number: 1423704
Current Firm: 1919 Investment Counsel, LLC

Ronald Bates (CRD# 1423704) is an Investment Advisor Representative working at 1919 Investment Counsel, LLC in Cincinnati, OH and has over 19 years of experience in the finance industry.

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Company Name Location Dates Years
1919 Investment Counsel, LLC Cincinnati, OH Jan 2005 - Current 11
Legg Mason Investor Services Cincinnati, OH Jan 2007 - Nov 2014 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2011
S65 NASAA Investment Advisors Law Examination Apr 1997
Contact Info for Ronald T. Bates
Phone Number: 410-454-2171
Firm Website: http://www.1919ic.com
Registered State(s):
  • OH
  • OK
  • TX
By the Numbers
  • Total Assets Under Management
    9,611
    MILLIONS
  • Total Number of Accounts
    4,219
    ACCOUNTS
  • Average Account Value
    $2,278,101
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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