Stephen Schug (CRD# 1448575) is an Investment Advisor Representative working at On Investment Management Co in Pendleton, IN and has over 38 years of experience in the finance industry. Stephen Schug has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5202152
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 6394717
Sanctuary Advisors, LLC
CRD# 1660255
Park Avenue Securities LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| The O.n. Equity Sales Company | Cincinnati, OH | Sep 2020 - Current | 3 |
| Ohio National Financial Services | Cincinnati, OH | Sep 2020 - Current | 3 |
| Capital Analysts, Incorporated | Indianapolis, IN | Oct 1988 - Current | 35 |
| Lincoln Investment | Indianapolis, IN | Jun 2012 - Sep 2020 | 8 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 1986 |
- IN
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Total Assets Under Management2,195MILLIONS
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Total Number of Accounts15,930ACCOUNTS
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Average Account Value$137,818
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