Thomas Walsh, CFA, financial advisor Cincinnati OH

Thomas Walsh, CFA

Walsh Asset Management, LLC

CRD Number: 1210661
Current Firm: Cambridge Investment Research Advisors, Inc.
Compensation Model: Both

Thomas Walsh (CRD# 1210661) is an Investment Advisor Representative working at Cambridge Investment Research Advisors, Inc. in Cincinnati, OH and has over 29 years of experience in the finance industry.

CONTACT
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Professional Designations
Company Name Location Dates Years
Cambridge Investment Research, Inc. Fairfield, IA Sep 2011 - Current 9
Cambridge Investment Research Advisors, Inc. Fairfield, IA Sep 2011 - Current 9
Tower Square Securities Inc. Hartford, CT Nov 1999 - Sep 2011 11
Exam Code Name Passed Date
S7 General Securities Representative Examination (GS) Sep 1984
S24 General Securities Principal Examination (GP) Dec 1985
S63 Uniform Securities State Law Examination Jan 1993
S65 NASAA Investment Advisors Law Examination Oct 1999
Contact Info for Thomas J. Walsh, CFA
Phone Number:
Advisor Website: http://www.walshassetmgt.com
Registered State(s):
  • OH
  • TX
  • CA
  • AZ
  • CO
  • FL
  • IL
  • IN
  • KY
  • MD
  • NJ
  • SC
By the Numbers
  • Total Assets Under Management
    56,159
    MILLIONS
  • Total Number of Accounts
    297,440
    ACCOUNTS
  • Average Account Value
    $188,808
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Market timing services
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Firm Disclaimer:

Registered Principal, with securities offered through Cambridge Investment Research, Inc. a Broker/Dealer, member FINRA/SIPC.  Investment Advisor Representative, Cambridge Investment Research Advisors, Inc., a Registered Investment Advisor. Walsh Asset Management, LLC and Cambridge are separate entities.

 

Branch Office: 3914 Miami Road, Suite 201, Cincinnati, OH 45227 513-624-6618

 

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