William Spence, financial advisor Louisville KY

William Spence

CRD Number: 5979056
Current Firm: Cerity Partners LLC

William Spence (CRD# 5979056) is an Investment Advisor Representative working at Cerity Partners LLC in Louisville, KY and has over 10 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Cerity Partners Louisville, KY Apr 2023 - Current < 1
Argi Investment Services, LLC Louisville, KY Jan 2021 - Apr 2023 2
Shepherd Kaplan Krochuk Boston, MA Mar 2017 - Dec 2020 3
Argi Investment Services Louisville, KY May 2013 - Mar 2017 3
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Aug 2013
Contact Info for William A. Spence
Phone Number: 212-850-4260
Registered State(s):
  • KY
By the Numbers
  • Total Assets Under Management
    53,331
    MILLIONS
  • Total Number of Accounts
    11,327
    ACCOUNTS
  • Average Account Value
    $4,708,302
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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