Jimmy Wu, financial advisor City Of Industry CA
93 score

Jimmy Wu

CRD Number: 1803884
Current Firm: Foresters Equity Services, Inc.

Jimmy Wu (CRD# 1803884) is an Investment Advisor Representative working at Foresters Equity Services, Inc. in City Of Industry, CA and has over 26 years of experience in the finance industry.

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Company Name Location Dates Years
Foresters Equity Services, Inc. Arcadia, CA Sep 2009 - Current 7
United Alliance Insurance Arcadia, CA Feb 2008 - Current 8
Ace Diversified Capital Inc. San Gabriel, CA Jul 2008 - Sep 2009 1
Scf Securities, Inc. Fresno, CA Mar 2008 - Jul 2008 < 1
Axa Advisors, LLC Los Angeles, CA Jun 2005 - Mar 2008 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1990
S66 NASAA Uniform Combined State Law Examination Dec 2005
Contact Info for Jimmy J. Wu
Phone Number: 858-550-4844
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    11
    MILLIONS
  • Total Number of Accounts
    125
    ACCOUNTS
  • Average Account Value
    $86,354
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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