Gregory Sabala, financial advisor Claremont CA
78 score

Gregory Sabala

CRD Number: 6089569
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Gregory Sabala (CRD# 6089569) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Claremont, CA and has over 3 years of experience in the finance industry.

Similar Advisors
Jeffrey Tilson, financial advisor Claremont CA
Jeffrey S. Tilson
CRD# 4504995
Jst Investment Consulting
Score
105
Similar Advisors
Brandon Averill, financial advisor Claremont CA
Brandon L. Averill
CRD# 5781614
Penniall & Associates
Score
103
Similar Advisors
Carol Somoano, financial advisor Claremont CA
Carol Somoano
CRD# 4972541
Asset Planning, Inc.
Score
103
Company Name Location Dates Years
Bank Of America, N.a. Rancho Cucamonga, CA Apr 2014 - Current 2
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rancho Cucamonga, CA Feb 2014 - Current 2
Unemployed Yorba Linda, CA Dec 2013 - Feb 2014 < 1
Denmat Lompoc, CA Mar 2013 - Dec 2013 < 1
C.k. Cooper And Company Irvine, CA Jan 2013 - Jun 2013 < 1
Unemployed Yorba Linda, CA Nov 2012 - Jan 2013 < 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Costa Mesa, CA Jun 2012 - Nov 2012 < 1
Unemployed Yorba Linda, CA Feb 2012 - Jun 2012 < 1
Orascoptic Orange, CA May 2011 - Feb 2012 < 1
Unemployed Yorba Linda, CA Feb 2011 - May 2011 < 1
Sybronendo Orange, CA Jul 2009 - Feb 2011 1
Unemployed Yorba Linda, CA Sep 2008 - Jul 2009 < 1
Corona Clipper Corona, CA Oct 2007 - Sep 2008 < 1
Brad Barry Company Chino, CA Jan 2006 - Oct 2007 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jan 2013
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Gregory J. Sabala
Phone Number: 800-637-7455
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Gregory Sabala and other advisors.
BADGES
78

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.