Stephen Brown, financial advisor Claremore OK
76 score

Stephen Brown

CRD Number: 6380760
Current Firm: Edward Jones

Stephen Brown (CRD# 6380760) is an Investment Advisor Representative working at Edward Jones in Claremore, OK and has 1 year of experience in the finance industry.

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Company Name Location Dates Years
Edward Jones St Louis, MO Aug 2014 - Current 2
Cubic Fayattville, NC Jan 2013 - Aug 2014 1
Nek Securities Fayattville, NC Jun 2012 - Jan 2013 < 1
Martial Arts Academy Owasso, OK Feb 2012 - Jun 2012 < 1
Us Navy San Diego, CA Feb 2008 - Feb 2012 4
S & P Brown Investment Skiatook, OK Mar 2003 - Feb 2008 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jan 2015
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Stephen W. Brown
Phone Number: 314-515-2000
Registered State(s):
  • OK
By the Numbers
  • Total Assets Under Management
    140,424
    MILLIONS
  • Total Number of Accounts
    777,048
    ACCOUNTS
  • Average Account Value
    $180,715
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
76

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