Robert SchultzCRD Number: 3180021
Current Firm: Capstone Wealth Management Group, LLC
Robert Schultz (CRD# 3180021) is an Investment Advisor Representative working at Capstone Wealth Management Group, LLC in Clarks Green, PA and has over 18 years of experience in the finance industry.
Northeastern Financial Consultants, Inc.
Ameriprise Financial Services, Inc.
|Lpl Financial, LLC||Clarks Green, PA||Jul 2016 - Current||1|
|Capstone Wealth Management Group, LLC||Clarks Green, PA||Jul 2016 - Current||1|
|Ameriprise Financial Services Inc.||Clarks Green, PA||Feb 2014 - Jul 2016||2|
|Lpl Financial||Dunmore, PA||Sep 2002 - Feb 2014||11|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 1999|
|S65||NASAA Investment Advisors Law Examination||Jun 1999|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management69MILLIONS
Total Number of Accounts547ACCOUNTS
Average Account Value$126,259
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses