Timothy Whalen, financial advisor Clarksburg WV
76 score

Timothy Whalen

CRD Number: 1005750
Current Firm: Northwestern Mutual Investment Services,llc

Timothy Whalen (CRD# 1005750) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Clarksburg, WV and has over 18 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Jan 2016 - Current < 1
Northwestern Mutual Investment Services, LLC Milwaukee, WI Jul 1981 - Current 35
Northwestern Mutual Life Investment Serv Milwaukee, WI Jun 1981 - Current 35
Northwestern Mutual Life Milwaukee, WI Jun 1978 - Current 38
Northwestern Mutual Investment Services, LLC Clarksburg, WV Jan 2014 - Mar 2016 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1998
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Regulatory Event
Get Details on the FINRA Advisor Check site
Contact Info for Timothy T. Whalen
Phone Number: 866-664-7737
Registered State(s):
  • WV
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
76

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