James Filak, financial advisor Clarkston MI
93 score

James Filak

CRD Number: 1917015
Current Firm: Global Financial Private Capital, LLC

James Filak (CRD# 1917015) is an Investment Advisor Representative working at Global Financial Private Capital, LLC in Clarkston, MI and has over 27 years of experience in the finance industry.

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Company Name Location Dates Years
Gf Investment Services, LLC Sarasota, FL Apr 2013 - Current 3
Global Financial Private Capital, LLC Sarasota, FL Apr 2013 - Current 3
James R Filak Cpa P.c. Lake Orion, MI Oct 1984 - Current 32
Sigma Financial Corporation Clarkston, MI Jul 2011 - Mar 2013 1
Spc Clarkston, MI Jul 2011 - Mar 2013 1
Genworth Financial Advisers Corporation Schaumburg, IL Jun 2010 - Jul 2011 1
Genworth Financial Securities Corporation Schaumburg, IL Dec 2001 - Jul 2011 9
A.l. Williams Lake Orion, MI Sep 1988 - Jul 2011 22
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1989
Contact Info for James R. Filak
Phone Number: 866-641-2186
Firm Website: http://www.gf-pc.com
Registered State(s):
  • MI
By the Numbers
  • Total Assets Under Management
    5,864
    MILLIONS
  • Total Number of Accounts
    66,671
    ACCOUNTS
  • Average Account Value
    $87,959
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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