Azin Kaiser, financial advisor Clayton MO

Azin Kaiser

CRD Number: 6291236
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Azin Kaiser (CRD# 6291236) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Clayton, MO and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Clayton, MO May 2017 - Current 6
Merrill Lynch, Pierce, Fenner & Smith Incorporated Clayton, MO Nov 2016 - Current 7
Webster University Saint Louis, MO Jan 2014 - Current 10
Cna Construction LLC Saint Louis, MO May 2016 - Nov 2016 < 1
Axa Advisors LLC New York, NY Mar 2016 - May 2016 < 1
Northwestern Mutual Wealth Management Company Milwaukee, WI Mar 2016 - Mar 2016 < 1
Northwestern Mutual Investment Services, LLC Saint Louis, MO Nov 2014 - Mar 2016 1
Northwestern Mutual Life Insurance Company Milwaukee, WI Nov 2014 - Mar 2016 1
State Farm Affton, MO Oct 2014 - Nov 2014 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2015
S66 NASAA Uniform Combined State Law Examination Mar 2017
Contact Info for Azin Kaiser
Phone Number: 800-637-7455
Firm Website: https://www.merrill.com
Registered State(s):
  • MO
  • TX
By the Numbers
  • Total Assets Under Management
    1,271,594
    MILLIONS
  • Total Number of Accounts
    2,911,578
    ACCOUNTS
  • Average Account Value
    $436,737
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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