Geoffrey Ratliff
CRD Number: 6587330Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Geoffrey Ratliff (CRD# 6587330) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Clayton, MO and has over 7 years of experience in the finance industry.
CRD# 1018380
Cutter & Company, Inc.
CRD# 6306558
Toberman Wealth, LLC
CRD# 5259774
Moneta Group Investment Advisors, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Clayton, MO | Sep 2018 - Current | 5 |
| Unemployed | University City, MO | Apr 2017 - Aug 2018 | 1 |
| Bank Of America, N.a. | Bridgewater, NJ | Jul 2016 - Mar 2017 | < 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bridgewater, NJ | Nov 2015 - Mar 2017 | 1 |
| Unemployed | Lawrenceville, NJ | Feb 2015 - Oct 2015 | < 1 |
| Fantasy Sports Warehouse | Lawrenceville, NJ | Apr 2013 - Jan 2015 | 1 |
| New Jersey Athletic Club | Lawrenceville, NJ | Mar 2014 - Sep 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Apr 2016 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- MO
- TX
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Total Assets Under Management1,093,689MILLIONS
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Total Number of Accounts2,864,234ACCOUNTS
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Average Account Value$381,844
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
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- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
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