Gregory Bray, financial advisor Clayton MO

Gregory Bray

CRD Number: 2673259
Current Firm: Smith Moore & Company

Gregory Bray (CRD# 2673259) is an Investment Advisor Representative working at Smith Moore & Company in Clayton, MO and has over 28 years of experience in the finance industry.

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Company Name Location Dates Years
Smith, Moore & Company Clayton, MO Aug 2015 - Current 8
Alton Securities Group Inc. Alton, IL Sep 1996 - Nov 2015 19
Alton Capital Management Inc. Alton, IL Sep 1996 - Nov 2015 19
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1996
S65 NASAA Investment Advisors Law Examination Apr 2000
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Gregory H. Bray
Phone Number: 314-727-5225
Registered State(s):
  • MO
By the Numbers
  • Total Assets Under Management
    1,451
    MILLIONS
  • Total Number of Accounts
    4,657
    ACCOUNTS
  • Average Account Value
    $311,596
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

MS

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