Alice JohnsonCRD Number: 5459701
Current Firm: Ubs Financial Services Inc.
Alice Johnson (CRD# 5459701) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Clearwater, FL and has over 9 years of experience in the finance industry.
Gavin Management Group, Inc.
The Financial Well, Inc.
Gator Capital Management, LLC
|Ubs Financial Services Inc.||Clearwater, FL||Nov 2013 - Current||3|
|Ubs Financial Services Inc.||St. Petersburg, FL||Apr 2012 - Nov 2013||1|
|Unemployed||Tampa, FL||Jan 2012 - Mar 2012||< 1|
|American Century Brokerage, Inc.||Kansas City, MO||Jul 2009 - Dec 2011||2|
|American Century Investment Services Inc.||Kansas City, MO||Nov 2008 - Jul 2009||< 1|
|Unemployed||Concord, NH||Aug 2008 - Nov 2008||< 1|
|Lpl Financial||Nashua, NH||Mar 2008 - Jul 2008||< 1|
|Linsco/private Ledger Corp D/b/a Northeast Planning Assoc., Inc.||Nashua, NH||Dec 2007 - Mar 2008||< 1|
|Unemployed||Concord, NH||Oct 2007 - Dec 2007||< 1|
|Roulston Title Services, LLC||Bedford, NH||Jan 2005 - Sep 2007||2|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Apr 2008|
Total Assets Under Management358,253MILLIONS
Total Number of Accounts860,383ACCOUNTS
Average Account Value$416,388
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV