Joy MeltonCRD Number: 4561690
Current Firm: Northwestern Mutual Investment Services,llc
Joy Melton (CRD# 4561690) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Clearwater, FL and has over 15 years of experience in the finance industry.
Gavin Management Group, Inc.
The Financial Well, Inc.
Gator Capital Management, LLC
|Northwestern Mutual Wealth Management Company||Milwaukee, WI||Jan 2016 - Current||1|
|Northwestern Mutual Investment Services, Lc||Clearwater, FL||Oct 2011 - Current||6|
|Northwestern Mutual Life Insurance Company||Milwaukee, WI||Jul 2011 - Current||6|
|Northwestern Mutual Investment Services, LLC||Clearwater, FL||Jan 2013 - Mar 2016||3|
|Thirty-one Consulting||Palm Harbor, FL||Oct 2010 - Sep 2011||< 1|
|Palm Capital Consulting||Palm Harbor, FL||May 2011 - Aug 2011||< 1|
|Midtown Partners & Company, LLC||Tampa, FL||Jun 2005 - Apr 2011||5|
|Certified Diabetic Services, Inc.||Fort Myers, FL||Jan 2007 - May 2010||3|
|Apogee Financial Investments, Inc.||Tampa, FL||Aug 2007 - Sep 2009||2|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Jan 2013|
|S66||NASAA Uniform Combined State Law Examination||Sep 2002|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Fixed fees (other than subscription fees)
- Selection of other advisers (including private fund managers)
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