Peggy CozineCRD Number: 4498528
Current Firm: National Asset Management, Inc.
Peggy Cozine (CRD# 4498528) is an Investment Advisor Representative working at National Asset Management, Inc. in Clearwater, FL and has over 12 years of experience in the finance industry.
Gavin Management Group, Inc.
The Financial Well, Inc.
Gator Capital Management, LLC
|National Securities Corporation||Clearwater, FL||Nov 2013 - Current||3|
|Gilman + Ciocia, Inc.||Clearwater, FL||Jan 2002 - Current||15|
|Abel||Clearwater, FL||Jan 2012 - Jan 2015||3|
|Asset & Financial Planning||Clearwater, FL||Aug 2005 - May 2014||8|
|Prime Capital Services||Clearwater, FL||Jan 2002 - Nov 2013||11|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Oct 2004|
Total Assets Under Management1,051MILLIONS
Total Number of Accounts5,573ACCOUNTS
Average Account Value$188,616
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV