Peggy Cozine, financial advisor Clearwater FL

Peggy Cozine

CRD Number: 4498528
Current Firm: Cetera Investment Advisers LLC

Peggy Cozine (CRD# 4498528) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Clearwater, FL and has over 19 years of experience in the finance industry.

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Company Name Location Dates Years
Cetera Financial Specialists LLC Schaumburg, IL Feb 2021 - Current 3
Cetera Investment Advisers LLC Schaumburg, IL Feb 2021 - Current 3
Accountants Wealth National Group, Dba For Fin. Services/investm Clearwater, FL Jan 2020 - Current 4
Accountants Wealth National Tax Services Clearwater, FL Jan 2020 - Current 4
National Securities Corporation Clearwater, FL Nov 2013 - Feb 2021 7
Abel Clearwater, FL Jan 2012 - Jan 2015 3
Asset & Financial Planning Clearwater, FL Aug 2005 - May 2014 8
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2004
Contact Info for Peggy J. Cozine
Phone Number: 888-528-2987
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    33,356
    MILLIONS
  • Total Number of Accounts
    176,986
    ACCOUNTS
  • Average Account Value
    $188,469
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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