David Finn, financial advisor Cleveland OH
93 score

David Finn

CRD Number: 4534236
Current Firm: Wells Fargo Advisors, LLC

David Finn (CRD# 4534236) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Cleveland, OH and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Advisors LLC Cleveland, OH Sep 2015 - Current 1
Pnc Investments Cleveland, OH Jul 2013 - Sep 2015 2
Pnc Investments Cleveland, OH Nov 2009 - Jul 2013 3
Nat City Investments Inc. Cleveland, OH Jul 2008 - Nov 2009 1
Consumers Mortgage Corp Middleburg Heights, OH Jan 2008 - May 2008 < 1
Ameriprise Financial Services, Inc. Westlake, OH Sep 2006 - Jan 2008 1
Brunswick City Schools Brunswick, OH Sep 2002 - Sep 2006 4
Terra Securities Corporation Stamford, CT Jun 2004 - Aug 2006 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2002
S66 NASAA Uniform Combined State Law Examination Jan 2007
Contact Info for David R. Finn
Phone Number: 314-875-3000
Registered State(s):
  • OH
By the Numbers
  • Total Assets Under Management
    372,113
    MILLIONS
  • Total Number of Accounts
    1,339,368
    ACCOUNTS
  • Average Account Value
    $277,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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