David Lockman (CRD# 4450854) is an Investment Advisor Representative working at Newedge Advisors in Independence, OH and has over 13 years of experience in the finance industry.
CRD# 5310387
Lpl Financial LLC
CRD# 1065232
Independence Capital Company, Inc.
CRD# 4787364
The Center For Eldercare Finance
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Newedge Advisors, LLC | New Orleans, LA | Nov 2021 - Current | 2 |
| Mid Atlantic Financial Management, Inc. | Pittsburgh, PA | Oct 2019 - Current | 4 |
| Unemployed | Solon, OH | Jul 2019 - Oct 2019 | < 1 |
| The Huntington Investment Company | Parma Heights, OH | Feb 2017 - Jul 2019 | 2 |
| Huntington National Bank | Parma, OH | Aug 2016 - Jul 2019 | 2 |
| Lpl Financial LLC | Broadview Heights, OH | Sep 2013 - Feb 2017 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Apr 2011 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
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Total Assets Under Management18,432MILLIONS
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Total Number of Accounts62,249ACCOUNTS
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Average Account Value$296,108
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