Douglas Sammons, financial advisor Cleveland OH
89 score

Douglas Sammons

CRD Number: 6212867
Current Firm: Alliancebernstein LP

Douglas Sammons (CRD# 6212867) is an Investment Advisor Representative working at Alliancebernstein LP in Cleveland, OH and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Sanford C. Bernstein & Company, LLC Cleveland, OH Feb 2015 - Current 1
Morgan Stanley Private Bank, National Association New York, NY Jan 2015 - Jan 2015 < 1
Morgan Stanley Cincinnati, OH Jun 2013 - Jan 2015 1
Xavier Cincinnati, OH Aug 2009 - May 2013 3
Paycor, Inc. Cincinnati, OH Mar 2012 - Apr 2013 1
Fifth Third Bank Cincinnati, OH Nov 2009 - May 2010 < 1
School Cincinnati, OH Aug 1998 - Sep 2009 11
Oakleaf Restaurant North Bend, OH May 2007 - Aug 2007 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2013
Contact Info for Douglas M. Sammons
Phone Number: 212-969-1000
Firm Website: http://www.bernstein.com
Registered State(s):
  • OH
By the Numbers
  • Total Assets Under Management
    436,187
    MILLIONS
  • Total Number of Accounts
    38,589
    ACCOUNTS
  • Average Account Value
    $11,303,398
Compensation Options
  • A percentage of assets under your management
  • Subscription fees (for a newsletter or periodical)
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
89
Clean Record
This advisor has a clean track record with regulators.

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