Douglas Sockman (CRD# 2884058) is an Investment Advisor Representative working at Cleveland Wealth, LLC in Cleveland, OH and has over 20 years of experience in the finance industry. Douglas Sockman has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5310387
Lpl Financial LLC
CRD# 1065232
Independence Capital Company, Inc.
CRD# 4787364
The Center For Eldercare Finance
The CFP is the gold standard for financial professionals who perform comprehensive financial planning. CFPs must undergo rigorous exams and meet other requirements to obtain this designation.
Like the CFP, ChFCs take extensive coursework on a wide variety of financial planning topics. ChFCs actually take more coursework than CFPs, but are not required to prove their knowledge through a board examination.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cw Insurance, LLC | Cleveland, OH | Dec 2018 - Current | 5 |
| Cleveland Wealth, LLC | Cleveland, OH | Apr 2016 - Current | 8 |
| Mass Mutual Life Insurance | Spfld, MA | Jan 2003 - Apr 2016 | 13 |
| Mml Investors Services Inc. | Cleveland, OH | Jan 2003 - Apr 2016 | 13 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 2003 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- OH
- TX
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Total Assets Under Management768MILLIONS
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Total Number of Accounts2,999ACCOUNTS
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Average Account Value$256,029
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