James Giltner, financial advisor Cleveland OH
93 score

James Giltner

CRD Number: 1043444
Current Firm: Mml Investors Services, LLC

James Giltner (CRD# 1043444) is an Investment Advisor Representative working at Mml Investors Services, LLC in Cleveland, OH and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Mml Investors Services, LLC Cleveland, OH Dec 2014 - Current 2
Massachusetts Mutual Life Insurance Co Cleveland, OH Nov 2014 - Current 2
Axa Advisors, LLC New York, NY Jun 2005 - Oct 2014 9
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1998
S65 NASAA Investment Advisors Law Examination Sep 2005
Contact Info for James B. Giltner
Phone Number: (413)737-8400
Registered State(s):
  • OH
By the Numbers
  • Total Assets Under Management
    666
    MILLIONS
  • Total Number of Accounts
    3,874
    ACCOUNTS
  • Average Account Value
    $171,955
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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