Jay Braun, financial advisor Cleveland OH
96 score

Jay Braun

CRD Number: 4482037
Current Firm: Northwestern Mutual Investment Services,llc

Jay Braun (CRD# 4482037) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Cleveland, OH and has over 10 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Jan 2016 - Current < 1
Northwestern Mutual Investment Services, LLC Cleveland, OH Jan 2006 - Current 10
Northwestern Mutual Life Insurance Company Milwaukee, WI Oct 2001 - Current 15
Northwestern Mutual Investment Services, LLC Cleveland, OH Nov 2013 - Mar 2016 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 2006
Contact Info for Jay T. Braun
Phone Number: 866-664-7737
Registered State(s):
  • OH
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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