Stephen Malbasa, financial advisor Cleveland OH

Stephen Malbasa

CRD Number: 862645
Current Firm: Cerity Partners LLC

Stephen Malbasa (CRD# 862645) is an Investment Advisor Representative working at Cerity Partners LLC in Cleveland, OH and has over 30 years of experience in the finance industry.

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Company Name Location Dates Years
Cerity Partners LLC Cleveland, OH Oct 2016 - Current 7
S&s Financial Ventures LLC Bratenahl, OH Jul 2010 - Current 13
Spero-smith Investment Advisers, Inc. Cleveland, OH Sep 2014 - Oct 2016 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1993
Contact Info for Stephen A. Malbasa
Phone Number: 212-850-4260
Registered State(s):
  • OH
By the Numbers
  • Total Assets Under Management
    53,331
    MILLIONS
  • Total Number of Accounts
    11,327
    ACCOUNTS
  • Average Account Value
    $4,708,302
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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