Timothy WhipkeyCRD Number: 1939500
Current Firm: Vantage Financial Group, Inc.
Timothy Whipkey (CRD# 1939500) is an Investment Advisor Representative working at Vantage Financial Group, Inc. in Cleveland, OH and has over 16 years of experience in the finance industry. Timothy Whipkey has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Strategic Wealth Partners, Ltd.
Summit Wealth Partners, LLC
|Cetera Advisor Networks LLC||El Segundo, CA||Sep 2013 - Current||4|
|Vantage Financial Group, Inc.||Cleveland, OH||Nov 2012 - Current||4|
|Walnut Street Securities, Inc.||Westville, OH||Nov 2012 - Aug 2013||< 1|
|Woobury Financial Services||Columbus, OH||Nov 2005 - Nov 2012||7|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 2001|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management429MILLIONS
Total Number of Accounts1,942ACCOUNTS
Average Account Value$220,931
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
AZ, CA, CO, CT, FL, IL, IN, MD, MI, NC, NH, NJ, NY, OH, PA, SC, TX