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  2. Clifton Park, NY
Adam Roberts, financial advisor Clifton Park NY

Adam Roberts

CRD Number: 6731047
Current Firm: Esi Financial Advisors

Adam Roberts (CRD# 6731047) is an Investment Advisor Representative working at Esi Financial Advisors in Clifton Park, NY and has over 4 years of experience in the finance industry.

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Exam Code Name Passed Date
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Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

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Contact Info for Adam A. Roberts
By the Numbers
  • Total Assets Under Management
    2,238
    MILLIONS
  • Total Number of Accounts
    10,400
    ACCOUNTS
  • Average Account Value
    $215,163
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, IA, ID, IL, IN, KS, KY, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV

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