Manuel Choy, financial advisor Clifton Park NY
51 score

Manuel Choy

CRD Number: 4464917
Current Firm: Dlg Wealth Management LLC

Manuel Choy (CRD# 4464917) is an Investment Advisor Representative working at Dlg Wealth Management LLC in Clifton Park, NY and has over 14 years of experience in the finance industry. Manuel Choy has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Dinosaur Securities, LLC New York, NY Jan 2010 - Current 6
Dlg Wealth Management LLC Clifton Park, NY Jan 2010 - Current 6
Mcginn, Smith & Company, Inc. Clifton Park, NY Sep 2008 - Dec 2009 1
Mcginn Smith Advisors Albany, NY Feb 2009 - Apr 2009 < 1
William Tell Financial Latham, NY Jul 2008 - Sep 2008 < 1
Unemployed Saratoga Springs, NY Mar 2008 - Jul 2008 < 1
Wachovia Securities LLC Albany, NY Mar 2008 - Mar 2008 < 1
Merrill Lynch Albany, NY Sep 2001 - Feb 2008 6
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jan 2002
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
  • Regulatory Event
Get Details on the FINRA Advisor Check site
Contact Info for Manuel Choy
Phone Number: 518-348-0060
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    65
    MILLIONS
  • Total Number of Accounts
    792
    ACCOUNTS
  • Average Account Value
    $82,083
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

IN, NJ, NY, PA, TX

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BADGES
51

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