Allison Straub, financial advisor Clinton CT
93 score

Allison Straub

CRD Number: 4634924
Current Firm: Pgim Investments LLC

Allison Straub (CRD# 4634924) is an Investment Advisor Representative working at Pgim Investments LLC in Clinton, CT and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Prudential Investments LLC Niantic, CT Nov 2008 - Current 9
Prudential Investment Management Services LLC Niantic, CT Oct 2008 - Current 9
The Prudential Insurance Company Of America Niantic, CT Sep 2008 - Current 9
Pioneer Institutional Asset Management, Inc. Boston, MA Apr 2006 - Sep 2008 2
Pioneer Funds Distributor, Inc. Boston, MA Aug 2005 - Sep 2008 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2003
S66 NASAA Uniform Combined State Law Examination Oct 2005
Contact Info for Allison M. Straub
Phone Number: 973-367-6608
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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