Galen DodyCRD Number: 1911757
Current Firm: Eagle Strategies LLC
Galen Dody (CRD# 1911757) is an Investment Advisor Representative working at Eagle Strategies LLC in Clinton, MO and has over 28 years of experience in the finance industry.
Personal Financial Designs, Inc.
State Farm Investment Management Corp.
1st Global Advisors Inc.
|Farm Generation Strategies, LLC||Clinton, MO||Jul 2015 - Current||2|
|Dody Legacy Group, LLC||Clinton, MO||May 2008 - Current||9|
|Nylife Securities Inc.||Overland Park, KS||Dec 1988 - Current||28|
|New York Life Ins Co||Overland Park, KS||Apr 1986 - Current||31|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1989|
|S65||NASAA Investment Advisors Law Examination||Aug 2000|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management5,154MILLIONS
Total Number of Accounts29,837ACCOUNTS
Average Account Value$172,747
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV