Anthony Larocca, financial advisor Clinton Township MI
81 score

Anthony Larocca

CRD Number: 5469514
Current Firm: National Planning Corporation ("npc Of America" In Fl & Ny)

Anthony Larocca (CRD# 5469514) is an Investment Advisor Representative working at National Planning Corporation ("npc Of America" In Fl & Ny) in Clinton Township, MI and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Transamerica Financial Advisors, Inc. Shelby Township, MI Sep 2009 - Current 7
Transamerica Financial Advisors Shelby Township, MI Apr 2009 - Sep 2009 < 1
Signator Investors Inc. Troy, MI Dec 2007 - Mar 2009 1
Larocca Bros., Inc. Washington Twp., MI May 2005 - Nov 2007 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 2008
S65 NASAA Investment Advisors Law Examination Jun 2011
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Anthony G. Larocca
Phone Number: 310-899-7900
Firm Website: https://www.natplan.com
Registered State(s):
  • MI
By the Numbers
  • Total Assets Under Management
    7,811
    MILLIONS
  • Total Number of Accounts
    42,943
    ACCOUNTS
  • Average Account Value
    $181,887
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
81

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