Joel Worsfold, financial advisor West Des Moines IA

Joel Worsfold

CRD Number: 1865718
Current Firm: Cwm, LLC

Joel Worsfold (CRD# 1865718) is an Investment Advisor Representative working at Cwm, LLC in West Des Moines, IA and has over 35 years of experience in the finance industry. Joel Worsfold has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Cwm, LLC Omaha, NE May 2022 - Current 1
Cetera Advisor Networks LLC El Segundo, CA Jan 2019 - Feb 2024 5
Cwm, Llc Dba Carson Wealth Omaha, NE Jan 2019 - May 2022 3
Wells Fargo Clearing Services, LLC Clive, IA Nov 2016 - Jan 2019 2
Wells Fargo Advisors LLC Clive, IA Jan 2011 - Nov 2016 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1988
S65 NASAA Investment Advisors Law Examination Sep 1999
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Joel D. Worsfold
Phone Number: 402-330-0808
Registered State(s):
  • IA
  • NE
  • TN
  • TX
By the Numbers
  • Total Assets Under Management
    19,944
    MILLIONS
  • Total Number of Accounts
    96,956
    ACCOUNTS
  • Average Account Value
    $205,697
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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