Ryan Johnston, financial advisor Clive IA

Ryan Johnston

CRD Number: 6556708
Current Firm: Rbc Capital Markets, LLC

Ryan Johnston (CRD# 6556708) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Clive, IA and has over 5 years of experience in the finance industry. Ryan Johnston has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Rbc Capital Markets, LLC Clive, IA Oct 2017 - Current 4
State Farm Vp Management Corp. Ames, IA Jun 2016 - Oct 2017 1
Mark Doyle Insurance Agency Ames, IA Jun 2016 - Oct 2017 1
State Farm Vp Management Corp. Eagan, MN Sep 2015 - Jun 2016 < 1
Nick Devries Insurance Agency Eagan, MN Jan 2014 - Jun 2016 2
The Hartford Bloomington, MN Nov 2012 - Jan 2014 1
Regions Bank Waterloo, IA Oct 2011 - Sep 2012 < 1
Best Buy Waterloo, IA Oct 2006 - Mar 2012 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 2016
S65 NASAA Investment Advisors Law Examination Jun 2018
Contact Info for Ryan K. Johnston
Phone Number: 212-858-7000
Registered State(s):
  • IA
  • TX
By the Numbers
  • Total Assets Under Management
    146,593
    MILLIONS
  • Total Number of Accounts
    350,883
    ACCOUNTS
  • Average Account Value
    $417,783
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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