William Romeo, financial advisor Coconut Creek FL
83 score

William Romeo

CRD Number: 1055149
Current Firm: Beam Asset Management

William Romeo (CRD# 1055149) is an Investment Advisor Representative working at Beam Asset Management in Coconut Creek, FL and has over 31 years of experience in the finance industry.

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Company Name Location Dates Years
Securities America Inc. Coconut Creek, FL Jul 2015 - Current 1
Beam Asset Management, LLC Covington, LA Feb 2003 - Current 13
Lpl Financial Corporation Pompano Beach, FL Sep 2009 - Jul 2015 5
Finestplan, Lc Pompano Beach, FL Jun 2001 - Jul 2015 14
Mutual Service Corporation West Palm Bech, FL Mar 1999 - Sep 2009 10
Jackson Agency, Inc. D/b/a Stripling Ins Hialeah, FL Aug 1986 - Feb 2007 20
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1985
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for William J. Romeo
Phone Number: 985-893-1440
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    327
    MILLIONS
  • Total Number of Accounts
    1,729
    ACCOUNTS
  • Average Account Value
    $189,026
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Market timing services
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AL, AR, CA, CO, DE, FL, GA, IL, LA, MA, MO, MS, NJ, NY, OK, PA, TN, TX, UT, VA, WA

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BADGES
83

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