Walter BrantzCRD Number: 1801298
Current Firm: Thrivent Investment Management Inc.
Walter Brantz (CRD# 1801298) is an Investment Advisor Representative working at Thrivent Investment Management Inc. in Cody, WY and has over 29 years of experience in the finance industry.
Next Financial Group, Inc.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Jeffery C. Welch And Associates, Inc.
|Thrivent Investment Management Inc.||Cody, WY||Jul 2002 - Current||14|
|Thrivent Financial For Lutherans||Appleton, WI||Jul 2002 - Current||14|
|Thrivent Financial Bank||Laramie, WY||Jul 2002 - Dec 2012||10|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 1988|
|S66||NASAA Uniform Combined State Law Examination||Jul 2005|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management8,027MILLIONS
Total Number of Accounts36,119ACCOUNTS
Average Account Value$222,230
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV