James Harting, financial advisor Coldwater OH
93 score

James Harting

CRD Number: 3146833
Current Firm: 1st Global Advisors Inc.

James Harting (CRD# 3146833) is an Investment Advisor Representative working at 1st Global Advisors Inc. in Coldwater, OH and has over 17 years of experience in the finance industry.

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Company Name Location Dates Years
1st Global Insurance Services, Inc. Coldwater, OH May 2005 - Current 11
1st Global Advisors, Inc. Coldwater, OH Dec 1999 - Current 17
1st Global Capital Corp. Coldwater, OH Sep 1999 - Current 17
Moorman Harting & Co Coldwater, OH May 1980 - Current 36
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 1999
Contact Info for James W. Harting
Phone Number: 214-294-5000
Registered State(s):
  • OH
By the Numbers
  • Total Assets Under Management
    7,093
    MILLIONS
  • Total Number of Accounts
    21,134
    ACCOUNTS
  • Average Account Value
    $335,619
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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