Dennis FearingCRD Number: 1288339
Current Firm: Berthel Fisher & Company Financial Services, Inc.
Dennis Fearing (CRD# 1288339) is an Investment Advisor Representative working at Berthel Fisher & Company Financial Services, Inc. in Coleraine, MN and has over 33 years of experience in the finance industry.
Securian Financial Services, Inc.
Sii Investments, Inc.
Red Rock Capital Advisors, LLC
|Berthel Fisher & Co Financial Services, Inc.||Coleraine, MN||Jun 2011 - Current||6|
|Northland Securities, Inc.||Minneapolis, MN||Jun 2008 - Jun 2011||3|
|Associated Financial Services Inc.||Fargo, ND||Oct 2005 - May 2008||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 1984|
|S65||NASAA Investment Advisors Law Examination||Mar 2011|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management765MILLIONS
Total Number of Accounts5,670ACCOUNTS
Average Account Value$134,832
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AL, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, MS, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV