Dennis Fearing, financial advisor Coleraine MN
83 score

Dennis Fearing

CRD Number: 1288339
Current Firm: Berthel Fisher & Company Financial Services, Inc.

Dennis Fearing (CRD# 1288339) is an Investment Advisor Representative working at Berthel Fisher & Company Financial Services, Inc. in Coleraine, MN and has over 32 years of experience in the finance industry.

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Company Name Location Dates Years
Berthel Fisher & Co Financial Services, Inc. Coleraine, MN Jun 2011 - Current 5
Northland Securities, Inc. Minneapolis, MN Jun 2008 - Jun 2011 3
Associated Financial Services Inc. Fargo, ND Oct 2005 - May 2008 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1984
S65 NASAA Investment Advisors Law Examination Mar 2011
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Dennis M. Fearing
Phone Number: 319-447-5700
Firm Website: http://www.berthel.com
Registered State(s):
  • MN
By the Numbers
  • Total Assets Under Management
    765
    MILLIONS
  • Total Number of Accounts
    5,670
    ACCOUNTS
  • Average Account Value
    $134,832
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AL, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, MS, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
83

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