Stephen Moore, financial advisor College Grove TN
93 score

Stephen Moore

CRD Number: 1424510
Current Firm: Securities America Advisors, Inc.

Stephen Moore (CRD# 1424510) is an Investment Advisor Representative working at Securities America Advisors, Inc. in College Grove, TN and has over 31 years of experience in the finance industry.

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Company Name Location Dates Years
Securities America Advisors, Inc. Franklin, TN Nov 2000 - Current 16
Securities America, Inc. Franklin, TN Nov 2000 - Current 16
Insurance & Invest Services Inc Dba Financial Strategies Grp Franklin, TN Sep 1997 - Current 19
Cas Political Action Committee Franklin, TN Jun 2006 - Sep 2011 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1985
S65 NASAA Investment Advisors Law Examination Feb 1997
Contact Info for Stephen B. Moore
Phone Number: 402-399-9111
Registered State(s):
  • TN
  • TX
By the Numbers
  • Total Assets Under Management
    13,433
    MILLIONS
  • Total Number of Accounts
    92,356
    ACCOUNTS
  • Average Account Value
    $145,443
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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