Richard Appling (CRD# 4697025) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Silver Spring, MD and has over 20 years of experience in the finance industry.
CRD# 4092356
David Wealth Management, LLC
CRD# 2247685
Equitable Advisors, LLC
CRD# 2962660
Grove Point Advisors, LLC
Company Name | Location | Dates | Years |
---|---|---|---|
J.p. Morgan Securities LLC | Potomac, MD | Jan 2023 - Current | 1 |
Jpmorgan Chase Bank, N.a. | Potomac, MD | Jan 2023 - Current | 1 |
Lpl Financial LLC | Bethesada, MD | Jul 2022 - Dec 2022 | < 1 |
Nih Federal Credit Union | Bethesada, MD | Jul 2022 - Dec 2022 | < 1 |
Cuna Mutual | Waverly, IA | Jul 2022 - Dec 2022 | < 1 |
Prudential Insurance Company Of America | Bethesda, MD | Oct 2021 - Jul 2022 | < 1 |
Pruco Securities, LLC | Bethesda, MD | Oct 2021 - Jul 2022 | < 1 |
Cuna Brokerage Services, Inc. | Waverly, IA | Dec 2018 - Nov 2021 | 2 |
Cuna Brokerage Services, Inc. | Waverly, IA | Dec 2018 - Oct 2021 | 2 |
Bb&t | College Park, MD | Nov 2007 - Dec 2018 | 11 |
Bb&t Securities, LLC | College Park, MD | Jan 2018 - Nov 2018 | < 1 |
Bb&t Investment Services, Inc. | Charlotte, NC | Aug 2016 - Jan 2018 | 1 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Jan 2004 |
S66 | NASAA Uniform Combined State Law Examination | Feb 2017 |
- MD
- TX
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Total Assets Under Management212,929MILLIONS
-
Total Number of Accounts982,795ACCOUNTS
-
Average Account Value$216,656
- A percentage of assets under your management
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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