Rosaline Banks, financial advisor Collierville TN
93 score

Rosaline Banks

CRD Number: 5891366
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Rosaline Banks (CRD# 5891366) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Collierville, TN and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Merrill Lynch, Pierce, Fenner & Smith Incorporated Collierville, TN Apr 2015 - Current 1
Bank Of America, N.a. Collierville, TN Apr 2015 - Current 1
Wells Fargo Bank Na Mephis, TN Nov 2013 - Apr 2015 1
Wells Fargo Advisors, LLC Memphis, TN Nov 2013 - Apr 2015 1
Valic Financial Advisors, Inc. Brentwood, TN Sep 2012 - Nov 2013 1
Merrill Lynch Germantown, TN Jan 2011 - Aug 2012 1
Bank Of America Na Germantown, TN Jan 2011 - Aug 2012 1
Daiichi Sankyo Pharmaceutical Parsippany, NJ Jun 2007 - Jan 2011 3
Ortho-mcneil Pharmaceutical Raritan, NJ Apr 2004 - Jun 2007 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2011
Contact Info for Rosaline R. Banks
Phone Number: 800-637-7455
Registered State(s):
  • TN
  • TX
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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