Joanne De Palma (CRD# 4150850) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Collinsville, CT and has over 24 years of experience in the finance industry.
CRD# 2726777
Springboard Asset Management LLC
CRD# 4297910
Milestone Asset Management Group, LLC
CRD# 2756063
Advice And Planning Services
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cetera Investment Advisers LLC | Schaumburg, IL | Jun 2023 - Current | < 1 |
| Cetera Advisor Networks LLC | El Segundo, CA | Apr 2015 - Current | 9 |
| Unemployed | Guilford, CT | Jan 2015 - Apr 2015 | < 1 |
| Non-variable Insurance | Haven, CT | Aug 2014 - Jan 2015 | < 1 |
| Raymond James Financial Services | New Haven, CT | May 2014 - Jan 2015 | < 1 |
| Raymond James Financial Services Advisors Inc. | New Haven, CT | May 2014 - Jan 2015 | < 1 |
| Marcum Financial Services LLC | New Haven, CT | May 2014 - Jan 2015 | < 1 |
| Diastole Wealth Management | Guilford, CT | May 2012 - May 2014 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 2000 |
- CT
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Total Assets Under Management104,469MILLIONS
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Total Number of Accounts423,554ACCOUNTS
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Average Account Value$246,648
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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