Lisa Hock, financial advisor Edwardsville IL

Lisa Hock

CRD Number: 2880979
Current Firm: Raymond James Financial Services Advisors, Inc.

Lisa Hock (CRD# 2880979) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Edwardsville, IL and has over 26 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Busey Bank Edwardsville, IL Sep 2019 - Current 4
Busey Investment Services Edwardsville, IL Sep 2019 - Current 4
Raymond James Financial Services, Inc. Collinsville, IL Dec 2016 - Current 7
Raymond James Financial Services Advisors Inc. Collinsville, IL Dec 2016 - Current 7
Busey Bank Edwardsville, IL Sep 2019 - Jul 2023 3
The Bank Of Edwardsville Collinsville, IL Dec 2016 - Aug 2019 2
Benjamin F. Edwards & Company Edwardsville, IL Nov 2016 - Nov 2016 < 1
Umb Scout Brokerage Kansas City, MO Jul 2000 - Nov 2016 16
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1997
S65 NASAA Investment Advisors Law Examination Dec 1999
Contact Info for Lisa A. Hock
Phone Number: 727-567-3020
Registered State(s):
  • IL
  • TX
By the Numbers
  • Total Assets Under Management
    275,430
    MILLIONS
  • Total Number of Accounts
    985,117
    ACCOUNTS
  • Average Account Value
    $279,591
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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