Brian Bartlett, financial advisor Colorado Springs CO
73 score

Brian Bartlett

CRD Number: 1912095
Current Firm: Next Financial Group, Inc.

Brian Bartlett (CRD# 1912095) is an Investment Advisor Representative working at Next Financial Group, Inc. in Colorado Springs, CO and has over 27 years of experience in the finance industry.

Similar Advisors
Richard Fleming, financial advisor Colorado Springs CO
Richard A. Fleming
CRD# 4498348
Garrett Investment Advisors, LLC
Score
103
Similar Advisors
Johann Klaassen, financial advisor Colorado Springs CO
Johann A. Klaassen
CRD# 4280579
Horizons Sustainable Financial Services, Inc.
Score
103
Similar Advisors
Mary Brooks, financial advisor Colorado Springs CO
Mary A. Brooks
CRD# 1774304
Brooks Financial Planning
Score
101
Company Name Location Dates Years
Next Financial Group Inc. Houston, TX Apr 2012 - Current 4
Lincoln Financial Securities Corp Colorado Springs, CO Dec 2008 - Apr 2012 3
Laidlaw & Company Ltd Austin, TX Sep 2004 - Dec 2008 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1989
S66 NASAA Uniform Combined State Law Examination Nov 2011
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Regulatory Event
Get Details on the FINRA Advisor Check site
Contact Info for Brian L. Bartlett
Phone Number: 713-789-7122
Registered State(s):
  • CO
  • TX
By the Numbers
  • Total Assets Under Management
    1,564
    MILLIONS
  • Total Number of Accounts
    8,116
    ACCOUNTS
  • Average Account Value
    $192,726
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Brian Bartlett and other advisors.
BADGES
73

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.