Catherine Hammond, financial advisor Colorado Springs CO
77 score

Catherine Hammond

CRD Number: 6278615
Current Firm: Srs Capital Advisors, Inc.

Catherine Hammond (CRD# 6278615) is an Investment Advisor Representative working at Srs Capital Advisors, Inc. in Colorado Springs, CO and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Srs Capital Advisors, Inc. Denver, CO Sep 2014 - Current 2
Hammond Law Group Colorado Springs, CO Oct 2005 - Current 11
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Jan 2014
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Catherine B. Hammond
Phone Number: 303-633-5900
Registered State(s):
  • CO
By the Numbers
  • Total Assets Under Management
    399
    MILLIONS
  • Total Number of Accounts
    1,298
    ACCOUNTS
  • Average Account Value
    $307,714
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Other
Types of Clients
Registered States

AZ, CA, CO, MA, NE, NY, PA, TX, WA

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BADGES
77

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