Catherine Hammond (CRD# 6278615) is an Investment Advisor Representative working at Srs Capital Advisors, Inc. in Colorado Springs, CO and has over 10 years of experience in the finance industry.
CRD# 6403098
Rfg Advisory, LLC
CRD# 2202065
Adelmann Financial, Inc.
CRD# 6728761
T. Rowe Price Advisory Services, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Srs Capital Advisors, Inc. | Denver, CO | Sep 2014 - Current | 9 |
| Hammond Law Group | Colorado Springs, CO | Oct 2005 - Current | 18 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Jan 2014 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CO
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Total Assets Under Management1,439MILLIONS
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Total Number of Accounts3,686ACCOUNTS
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Average Account Value$390,284
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Other
AZ, CA, CO, FL, GA, IA, IL, LA, MA, MD, NC, NE, NH, NM, NY, OK, OR, PA, SC, TX, UT, VA, WA, WI, WY
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