Dwain Gump (CRD# 1085383) is an Investment Advisor Representative working at Gump And Mchugh Asset Management in Colorado Springs, CO and has over 40 years of experience in the finance industry. Dwain Gump has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2202065
Adelmann Financial, Inc.
CRD# 6728761
T. Rowe Price Advisory Services, Inc.
CRD# 5836179
T. Rowe Price Advisory Services, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Gump & Mchugh Asset Management | Colorado Springs, CO | Jan 2007 - Current | 17 |
| First Affirmative Financial Network LLC | Colorado Springs, CO | Nov 2006 - Current | 17 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 1983 |
| S65 | NASAA Investment Advisors Law Examination | Dec 1993 |
- CO
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Total Assets Under Management59MILLIONS
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Total Number of Accounts107ACCOUNTS
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Average Account Value$552,910
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
CO
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