Ellis RainsbergerCRD Number: 1073580
Current Firm: Rainsberger Wealth Advisors
Ellis Rainsberger (CRD# 1073580) is an Investment Advisor Representative working at Rainsberger Wealth Advisors in Colorado Springs, CO and has over 35 years of experience in the finance industry.
Garrett Investment Advisors, LLC
Horizons Sustainable Financial Services, Inc.
Intervest International, Inc.
|Rainsberger Wealth Advisors||Colorado Springs, CO||Oct 1990 - Current||27|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 1982|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Regulatory Event
Total Assets Under Management167MILLIONS
Total Number of Accounts127ACCOUNTS
Average Account Value$1,313,272
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops