Kathleen OwingsCRD Number: 5447295
Current Firm: J. W. Cole Advisors, Inc.
Kathleen Owings (CRD# 5447295) is an Investment Advisor Representative working at J. W. Cole Advisors, Inc. in Colorado Springs, CO and has over 10 years of experience in the finance industry.
Garrett Investment Advisors, LLC
Horizons Sustainable Financial Services, Inc.
Brooks Financial Planning
|J.w. Cole Financial, Inc.||Tampa, FL||Dec 2014 - Current||3|
|J.w. Cole Advisors, Inc.||Tampa, FL||Dec 2014 - Current||3|
|New England Financial||Colorado Springs, CO||Nov 2007 - Nov 2014||7|
|New England Securities||Boston, MA||Nov 2007 - Nov 2014||7|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 2007|
|S65||NASAA Investment Advisors Law Examination||Dec 2008|
Total Assets Under Management1,501MILLIONS
Total Number of Accounts7,731ACCOUNTS
Average Account Value$194,099
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV