Leon ColafrancescoCRD Number: 1024686
Current Firm: Seamount Financial Group Inc.
Leon Colafrancesco (CRD# 1024686) is an Investment Advisor Representative working at Seamount Financial Group Inc. in Colorado Springs, CO and has over 27 years of experience in the finance industry. Leon Colafrancesco has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Garrett Investment Advisors, LLC
Horizons Sustainable Financial Services, Inc.
Brooks Financial Planning
|H. Beck, Inc.||Rockville, MD||Oct 1999 - Current||18|
|Seamount Financial Group, Inc.||Colorado Springs, CO||Dec 1998 - Current||19|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 1990|
|S65||NASAA Investment Advisors Law Examination||Apr 1996|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management298MILLIONS
Total Number of Accounts327ACCOUNTS
Average Account Value$911,315
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
AZ, CA, CO, NH, TX, WA